XI. SUMMARY OF MAJOR OBSERVATIONS
Although Operation Allied Force was successful, our experience revealed the
need for improvements both in the way we function as a government and in the
way that NATO functions as an alliance.
1. Interagency Planning
Expand Scope of Policy Actions Considered during Planning.
The interagency planning process could be improved by expanding the
scope of policy tools considered. As it was executed, the interagency planning
process (1) helped to mobilize and coordinate the activities of different
agencies, (2) identify issues for consideration by National Security Council
Deputies, (3) provide planning support for international organizations (e.g.,
OSCE and United Nations), and (4) develop benchmarks for measuring progress.
This political-military planning played an important role in ensuring that the
United States achieved the objectives set forth by the President. At the same
time, it is now possible to identify an important area for improvement.
Planning focused on air strikes and diplomacy as the primary tools to achieve
U.S. and NATO objectives. As it became clear that Milosevic intended to outlast
the alliance, more attention was paid to other ways of bringing pressure to
bear, including economic sanctions. While ultimately these instruments were put
to use with good effect, more advance planning might have made them more
effective at an earlier date. In addition, our experience in Operation Allied
Force has shown that Presidential Decision Directive 56 (PDD-56), Managing
Complex Contingency Operations, had not yet been fully institutionalized
throughout the interagency planning process. To remedy this shortcoming, the
U.S. Government agencies involved in interagency planning have applied the
lessons learned to further institutionalize PDD-56. The routine participation
of senior officials in rehearsals, gaming, exercises, and simulations will
further strengthen awareness of the broad range of available policy tools.
2. Political-Military Process
Improve NATO Political-Military Process. As previously
discussed, NATO's political-military command structure played an important role
in the planning and execution of the operation. NATO's command structure worked
well, but parallel U.S. and NATO command and control structures complicated
operational planning and unity of command. These structures are well defined,
but had not been used previously to plan and conduct sustained combat
operations. Despite the overall success of NATO's processes, the Department
will work with our allies to:
-Enhance NATO's contingency planning process for operations outside the NATO
area
-Develop an overarching command-and-control policy and agree on procedures for
the policy's implementation
- Enhance procedures and conduct exercises strengthening NATO's
political-military interfaces.
3. NATO Capabilities
Encourage NATO Defense Capabilities Initiative. If NATO
is to meet future military challenges effectively, it must successfully
implement the Defense Capabilities Initiative. Accordingly, the United States
will continue to promote the Defense Capabilities Initiative and encourage
experimentation by NATO's members with new and advanced warfighting
concepts.
Develop Alliance C4 Policy. The United States must work with our
NATO allies to develop an overarching command-and-control policy and an
agreement on procedures for the policy's implementation. To accomplish this, we
will develop additional policy and agreements, or ensure more effective
implementation and enforcement of existing agreements, in the following key
areas:
- Collaboration on allocation of limited bandwidth and communications assets to
alliance members
- Establishment of network integration training standards for Joint Task Force
command, control, communications, and computers
- Management of the electromagnetic spectrum to optimize operations and to
avoid mutual interference in support of Joint Task Forces
- Implementation and enforcement of coalition agreements on network security
- Improvements in timely compliance with NATO Standardization Agreements
- Improvements in interoperability by focusing on overarching standards and
architectures rather than hardware
- Refinements in the policy and process of releasing information
- Acceleration of Host Nation Agreement processes affecting extensive networks
of command, control, communications, and computers for Commanders of Joint Task
Forces.
Accelerate Development of Allied Joint Doctrine. Because
the development of Allied Joint Doctrine has been slower than desired, the
Department is currently reviewing U.S. procedures for participating in the
development process. We believe NATO also needs to streamline its procedures
for doctrine development and approval. Accordingly, the Department will engage
NATO's Military Committee and High Level Steering Committee to facilitate these
improvements.
The deployment of U.S. forces to Operation Allied Force was, from an overall
perspective, highly successful, especially given the compressed planning
timeline and the great distances that forces were moved.
1. Deployment Checklist
Develop Deployment Checklist. To build on this success in future
conflicts, the Department is developing an appropriate checklist for use by
U.S. negotiators to ensure our international agreements contain critical host
nation support for military operations plans and contingency operations. Items
that will be considered for inclusion in these checklists are: designated
points of entry and departure, customs, overflight authorization, use of radio
frequencies, air traffic control, blanket diplomatic clearances, basing rights,
facility access agreements, coalition contracting procedures, connectivity,
force protection, site surveys and update process, site explosive material
handling plan, and weapon storage. Implementation of such international
agreements will facilitate quicker access and assist in realizing the Joint
Vision 2010 goals of rapid deployment, as well as rapid employment and
immediate sustainment.
2. Aerial Refueling Forces
Review Aerial Refueling Capabilities. The Department is reviewing its
aerial refueling forces and crew levels to determine whether they are
sufficient to meet future needs in major theater wars or other contingencies.
The Department is also reviewing options for improving our capability to plan
in theater, in real time, for the most effective use of our aerial refueling
fleet.
3. Deployment Planning Tools and Procedures
Improve Deployment Planning Capabilities. The Department is reviewing
the suite of tools used to generate time-phased force and deployment data with
the goal of providing a more seamless system for planners at every level.
However, improving the automated planning systems is only part of the solution
to eliminating delays in the process used to generate Time-Phased Force and
Deployment Data (TPFDD) for an operation, especially one that is unplanned. To
ensure that existing deployment-planning tools are used effectively, the
Department will also provide more deployment-oriented continuation training
from the highest staff levels down to the lowest. The Department also continues
to pursue long-term, end-to-end solutions for this aspect of deployment
planning.
4. In-Transit Visibility
Improve In-Transit Visibility. The Department will
continue to develop internal in-transit visibility plans that leverage the
technical in-transit visibility capabilities that are being developed and
deployed by the Services and other agencies.
The Department is also evaluating the need for additional joint doctrine and
procedures to link strategic and theater in-transit visibility into an
integrated process so as to provide commanders with a much clearer picture of
the status of deploying units, equipment, and supplies.
5. Role of Airlift
Continue To Support C-17 Program. The Department will provide continued strong
support for the C-17 program. The performance of the Air Force's C-17A
airlifters was one of the great success stories of Operation Allied Force. The
planes flew half of the strategic airlift missions required during the
operation. Their capability to land on small airfields and to accommodate rapid
offloading of cargo were particularly important.
Examine Utility of Placing Strategic Airlift under Theater Control. The
Department is also examining the structure and concepts of operation employed
at the Air Mobility Operations Control Center to determine if they are
applicable to other theaters. To accommodate the deployment demands associated
with Task Force Hawk, the U.S. Transportation Command, for the first time, gave
a theater tactical control of a significant number of strategic airlift
aircraft for a specific deployment. An established mechanism for temporarily
placing strategic airlift aircraft under theater control may be of great help
in major theater wars if commanders are faced with sudden, large intratheater
lift requirements.
6. Joint Logistics Over-the-Shore Capability
Review Joint Logistics Over-the-Shore Capabilities. The Department will review
its requirements for Joint Logistics Over-the-Shore (JLOTS) systems and similar
logistics enablers. Although our JLOTS capability was not needed in Operation
Allied Force, the Department must ensure that we have adequate capability to
provide logistics support across a broad range of major theater wars and
smaller scale contingencies.
Command, control, and communications systems and facilities provide essential
force direction capability. While the command, control, and communications
capabilities available during Operation Allied Force enabled effective
application of U.S. and NATO forces, some shortcomings were apparent. These are
discussed below.
1. Air Operations Center
Develop Expeditionary Air Operations Centers. Operation Allied Force
highlighted the need for the Department to develop expeditionary air operations
centers and equip them with supporting resources and manpower to enable U.S.
forces to create combined air operations centers that can be tailored to the
crisis at hand and deployed quickly. Future conflicts will continue to require
appropriate command-and-control centers to effectively execute and manage the
joint force commander's strategy and execution plans. If such centers are to be
effective, they cannot be set up from scratch.
2. Joint Tactical Data Connectivity and Control
Establish Joint Interface Control Officers on CINC Staffs. The Department is
staffing a joint requirement for the Joint Interface Control Officer (JICO)
organization to fill authorized positions on CINC headquarters staffs. The JICO
is the only activitythat is trained to integrate tactical data systems at a
joint level. At present, however, theater CINCs are currently not authorized to
include elements of this organization within their headquarters. Consequently,
during Allied Force, the JICO school at U.S. Army Forces Command dispatched its
cadre of trainers to Europe to support the operation. The JICO school has now
been reestablished at Joint Forces Command, where it will need strong support,
including the development of automated tools and the right people.
Provide Secure Joint Tactical Data Link. The Department must develop a joint,
secure, tactical data-link capability across all strike platforms to allow
real-time data exchange and precision-target processing between sensors and
shooters, and to establish a robust common-tactical picture.
3. Joint Operational Architecture
Develop Joint Operational Architecture. To address interoperability
deficiencies in the near term, the Department needs to develop a concept of
operations for joint and coalition warfare that identifies interoperability
shortfalls and defines contingency plans. For the long term, the Department
must consider construction of an end-to-end joint operational architecture that
provides a roadmap for U.S. and NATO acquisition strategies.
The overall quality and level of intelligence, surveillance, and
reconnaissance (ISR) support provided during Operation Allied Force was far
superior to that provided during the Gulf War. Moreover, many of the
intelligence system and architecture shortfalls that surfaced during Allied
Force had been recognized prior to the crisis and remedies had been programmed.
Others, however, became evident for the first time.
1. Intelligence Support
Improve Federated Intelligence Capability. The Department will continue to
develop and refine tactics, techniques, and procedures to guide our federated
intelligence efforts. The Department will also reassess the communications
systems needed to support our increased reliance on federation, taking into
account the needs for deployable systems and technicians. In addition, the
Department must develop a clear policy and implementation plan to explain when
and how coalition partners can be connected to U.S. networks and when and how
data can be shared with those partners.
2. Intelligence, Surveillance, and Reconnaissance Systems
Enhance the Employment of ISR Assets. The Department will identify innovative
and affordable ways to enhance the employment of low-density/high-demand ISR
assets. In particular, the Department will identify ways to adjust the
deployments of ISR platforms dynamically so as to provide adequate support for
emergent theater-level requirements while maintaining required levels of
surveillance and intelligence awareness in other areas of the world.
Improve ISR Sensors and Communications Capability. The Department must also
develop better sensors and communications to improve our capability to target
an adversary's mobile-fielded forces. We also need to emphasize rapid
collection and dissemination of no-strike target information to avoid
collateral damage.
3. Unmanned Aerial Vehicles
Improve Capability To Use Unmanned Aerial Vehicles. To enhance U.S. capability
to use unmanned aerial vehicles (UAVs), the Department is investigating
specific technical and training improvements. In addition, the Department will
improve the tactics, techniques, and procedures that guide UAV operations so as
to better integrate these systems in overall campaign plans.
4. Precision Intelligence
Improve Precision Intelligence Capability. To improve U.S. capability to
provide precision intelligence, the Department will focus on specific technical
enhancements.
5. Countering Camouflage, Concealment, and Deception Tactics
Improve Capability To Counter an Adversary's Use of Camouflage, Concealment,
and Deception. The Department must devise better means to counter the use of
camouflage, concealment, and deception tactics by potential adversaries.
Greater emphasis needs to be placed on the development of advanced sensors and
improved training.
From a force protection perspective, Operation Allied Force was among the most
successful major military actions in modern history. Despite a determined
enemy, NATO defense forces quickly fought and won control of the air, ensuring
that its forces enjoyed complete safety and freedom to maneuver outside the
borders of the Federal Republic of Yugoslavia.
1. Suppression of Enemy Air Defenses
Prepare for State-of-the-Art Air Defense Threats. While NATO prevailed in
delivering an overwhelming air offensive with virtually no loss to its forces,
we must acknowledge some concerns for the future. Although the Yugoslav air
defense systems were among the most capable that U.S. forces have ever faced in
combat, those defenses do not represent the state of the art. Much more capable
air defense systems are currently available for sale in the international arms
market. The Department needs to prepare for the possibility that, in the years
ahead, the United States may face an adversary armed with state-of-the-art air
defense systems.
Enhance Capability To Locate and Attack Air Defense Threats. The Department is
investigating ways to improve our capability to attack hostile radar and
missile systems.
Develop a Comprehensive Air Defense Suppression Capability. Our experiences in
Operation Allied Force re-emphasized the importance of having a comprehensive
air defense suppression capability. Accordingly, the Department is conducting a
detailed and thorough study of our joint air-defense suppression
capabilities.
2. Personnel Recovery
Designate and Train Combat Search and Rescue Forces. Because personnel
recovery operations are among the most complex and dangerous missions
undertaken by our forces, the combatant commands must include appropriate
personnel recovery training in joint exercises. Moreover, this training must
include the full spectrum of recovery operations. In addition, the combatant
commands should designate in contingency and operation plans a primary combat
search-and-rescue force for each component and joint task force and should then
ensure that these forces train appropriately.
3. Communications and Operations Security
Provide Secure Telephone Capability. Over the near term, regional commanders
and the Services will review their distribution and allocation plans for secure
telephones to ensure that sufficient numbers are available to enable U.S.
forces to communicate with allies and coalition partners. Over the long term,
the Department has developed a strategy for achieving secure interoperability
with our allies and coalition partners that relies on the new Secure Terminal
Equipment.
Facilitate Distribution of Intelligence Products to Warfighters and Allies.
The Department will explore ways to permit intelligence and other information
to be classified at the lowest possible classification level in order to ensure
its availability to warfighters and coalition partners, while still protecting
intelligence sources and methods.
Maintain Operational Security. To further enhance operational security, the
Department will ensure that all personnel (especially augmentees) receive
appropriate training in security procedure awareness.
Protect Computer Networks. To ensure that DoD computers are protected from
deliberate attack, the Department will appropriately restrict access to
sensitive information that could be useful to either a wartime adversary or
computer hackers. We will also ensure that system administrators emphasize
computer security during training and that they implement all available
hardware and software security features.
Counter Hostile Intelligence Collection Efforts. Because the United States and
NATO are among the highest-value targets of many foreign intelligence
organizations, U.S. counterintelligence agencies must provide adequate
capability to detect, identify, deter, and neutralize hostile intelligence
collection efforts.
4. Joint Deep Operations
Develop Joint Concepts for Employing Army Attack Helicopters and Tactical
Missiles. The Department will develop Joint Deep Operations concepts to guide
the employment of Army attack helicopters and tactical missiles in support of
overall operations. The concepts will include procedures for including Army
assets on the Air Tasking Order, when appropriate. In addition, the Department
will continue to evolve standard tactics, techniques, and procedures for
integrating Army Tactical Missiles into Joint and Combined operations. We will
then reinforce these concepts and procedures through appropriate joint training
exercises. Finally, the Department will explore technological innovations
(e.g., using unmanned aerial vehicles or other airborne platforms to find and
designate targets for attack helicopters) and attendant equipment upgrades that
will improve our ability to integrate air operations.
Operation Allied Force was notable for its heavy reliance on standoff and
precision-guided munitions to attack targets and by the successful introduction
of new strike platforms and weapons. In the main, however, the campaign was
primarily and successfully prosecuted by systems and platforms that have long
been in the inventory.
1. Precision Engagement
Enhance Precision Engagement Capability. To improve U.S. capability to conduct
precision engagement, the Department will continue to assess technologies that
will ensure flexibility and enable all-weather precision strikes. In addition,
the Department will continue to pursue technologies that will process, exploit,
and disseminate target information in a timely manner to support precision
engagement.
2. Preferred Munitions
Enhance Capability To Use Preferred Munitions. The latest generation of
air-delivered munitions was employed in substantial numbers for the first time
during Operation Allied Force. Throughout the conflict these weapons were
highly successful in hitting their intended targets and in producing the
intended results, while limiting collateral damage to civilians. To further
enhance U.S. capability to use these weapons effectively, the Department
will:
- Continue Service initiatives to replenish inventories of preferred
munitions.
- Continue to assess development of weapons that fill gaps and shortfalls in
current capabilities and pursue their subsequent certification on launch
platforms.
- Assess methods to determine wartime planning factors affecting expenditure
rates.
- Assess future weapon inventories to achieve the proper balance of
capabilities for future requirements.
3. Information Operations
Improve Information Operations Planning. The Department will ensure that
information operations planning is initiated early and synchronized with other
operational plans.
The magnitude of the forces employed to Operation Allied Force and the limited
availability of logistics infrastructure presented particular challenges to the
logistics units and personnel tasked with sustainment operations. The
implications of the most important of those challenges are summarized below.
1. Preferred Munitions
Reexamine Allocation of Preferred Munitions. In light of the high demand for
preferred munitions during Operation Allied Force, the Department will
reexamine the allocation of preferred munitions to the different theaters. This
assessment will reconcile the demands of smaller-scale contingencies with other
operational plans so as to minimize the risk to our overall military
posture.
Reexamine Prepositioned Munitions Mix. In a similar vein, the Department will
reexamine the mix of preferred and non-preferred munitions in its prepositioned
munition stockpiles.
2. Engineer Assets
Provide Timely Engineering Capability. To ensure that theater CINCs have
sufficient engineer support for rapid response contingencies in their theaters,
the Department will investigate options for establishing different mixes of
forward-deployed engineer assets. The Department will also examine its
requirement for air-deployable engineer assets.
3. Humanitarian Assistance
Ensure Adequate Coordination of Humanitarian Assistance Operations. To ensure
that future humanitarian assistance operations are conducted as effectively and
efficiently as possible, the Department will explore such activities as
exchanging liaison officers and conducting humanitarian assistance training
exercises. When conducting humanitarian assessments at the outset of a crisis,
the Department will closely coordinate, or perhaps even combine, its activities
with those of other U.S. Government agencies involved.
Our people made Operation Allied Force a success. They were well trained,
disciplined, and creative. The paramount lesson learned from this operation is
that the well being of our people must remain our first priority. Other
important aspects of mobilizing people in support of the operation are
summarized here.
1. Personnel Augmentation
Develop Personnel Augmentation Plans. In the near term, the theater CINCs will
develop and disseminate to the Services detailed personnel augmentation plans
to support Joint Task Force contingency operations. We expect these plans to
identify the personnel billets that will need to be filled during a crisis as
well as the component or Service that should be tasked to provide those
personnel.
Improve Personnel Augmentation Process. Over the long term, the Joint Staff
and Services will work to improve the process used to provide personnel
augmentation during times of crisis. Actions include identifying the specific
responsibilities to be assigned to the theater CINCs, the Joint Staff, and the
Services; setting realistic reporting dates; and establishing a timely reclama
process to resolve the inevitable conflicts that will arise when crisis needs
are at odds with other Service or agency priorities.
2. Reserve Component
Ensure Access to Reserve Component Personnel. Because a significant fraction
of the military's total pool of uniquely skilled personnel resides in the
Reserves, a Presidential Selected Reserve Call-up should be considered early on
in future contingencies to preclude undue stress on other Active Component
units, especially those in other theaters.
3. Intelligence Personnel
Develop Rapid Reaction Intelligence Support Capability. The Intelligence
Community will develop a rapid-reaction capability that enables the various
intelligence agencies to better anticipate requirements, prepare their work
forces, and streamline procedures for individual or organizational
augmentation.
4. Training
Emphasize Joint Interoperability Training. The Department will place greater
emphasis on interoperability training among our own forces, with those of our
allies, other nations and partners, as well as on interagency training within
our Government. When the Services work as a joint team, each Service's
capabilities and systems can complement those of the other Services to enhance
both force survivability and combat effectiveness, and permit the full
exploitation of their operational capabilities.
Given the size of the military force deployed for Operation Allied Force, the
potential for adverse impacts on other U.S. commitments around the world seems
clear. The implications of the most important of these are summarized here.
1. Major Theater War Operation Plans
Ensure Use of Deployment Order Coordination Process. The Department will
ensure that our theater commanders in chief and the Services fully utilize the
deployment-order coordination process when conducting risk analysis. Over the
long term, the Readiness Assessment System should assist the CINCs, Joint
Staff, and Services in performing risk analysis. We expect this system to
provide a user-friendly, Web-based tool that allows users to view time-phased
force and deployment data that supports operational plans.
Improve Conflict Assessment Tools. In addition, the Department will pursue a
more structured and dynamic set of tools to assess our ability to conduct major
wars while at the same time responding to contingencies. The desired tools
should also enable the Department to gauge the risks that contingency
operations pose to our ability to execute the overall defense strategy.
2. Joint Staff and Joint Force Issues
Apportion Forces To Support NATO's New Strategic Concept. The Department will
ensure that future editions of the Joint Strategic Capabilities Plan (JSCP)
consider and apportion appropriate forces to the U.S. European Command for use
in supporting NATO crisis management and crisis-response operations.
Add a Dynamic Assessment Capability to the Joint Monthly Readiness Review. The
Department will expand the Joint Monthly Readiness Review to enable rapid,
internal, and dynamic assessment of force-deployment options and to capture
their impacts on competing requirements.
3. Global Force Integration
Emphasize Global Focus when Organizing and Training Forces. The Department
will continue to develop a global focus in U.S. military organization and
training. Accordingly, we will improve both doctrine and training as well as
our capability to organize and equip our forces to meet the demands of global
engagement. When designing future exercises and training, the Department will
include the global capabilities that are required to support theater
operations. While our forces must necessarily focus on their respective
theaters, we need to increase their proficiency in the complex actions
necessary for integrating a global force. Additionally, we will encourage new
levels of adaptability and flexibility in global interoperability and
integration so that our forces are better prepared for unpredictable
scenarios.
Include Global Engagement in Emerging Joint Operational Architecture. The
Department also intends to incorporate global engagement tenets in our emerging
Joint Operational Architecture. Our experience in integrating worldwide
capabilities highlights the importance of a Joint Operational Architecture that
defines the relationships between the forces and commands involved in complex
operations. This architecture will also serve as the basis for developing
technical architectures to support warfighters' needs and prioritize resources
and training requirements. Eventually, we expect to develop similar
architectures for the spectrum of global threats as well as to identify and
describe the organizational changes necessary to support the National Military
Strategy.
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