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One of the first actions taken during the juvenile court process is determining
whether a case should be processed in the criminal justice system rather than
in juvenile court. All states have in place judicial mechanisms through which
certain juvenile offenders may be tried as adults in the criminal system. These
"transfer" provisions fall into three general categories, depending on where
the responsibility for the decision lies.
In most States, cases referred to juvenile court that meet certain criteria may
be transferred to criminal court upon the authorization of the juvenile court
judge. This mechanism is known as "judicial waiver," since the judge is
"waiving" the juvenile court's jurisdiction and giving the case over to the
criminal system.
Almost every state has statutory judicial waiver provisions which grant
juvenile judges the authority to transfer juvenile offenders out of the
juvenile system. Depending on the state, this authority is granted with varying
degrees of flexibility. In some cases, the decision to transfer is left
entirely to the judge's discretion. In others, there is a presumption in favor
of transfer which can be rebutted by the child's attorney. In some, transfer is
mandatory once the judge determines that certain criteria have been met.
The terminology for judicial waiver also varies from state to state; some call
it "certification," "remand," or "bind over" for criminal prosecution. In any
case, it is the most common statutory mechanism for trying juveniles in
criminal court.
Most states have more than one mechanism for trying juveniles to adult court.
An increasing number exclude by statute certain serious or violent crimes from
juvenile court court jurisdiction, providing the offender meets a minimum age
requirement. This effectively mandates the transfer of juveniles who commit
those offences to adult criminal court. Many states also exclude repeat
juvenile offenders from the juvenile system. In 1997, 28 states had such
provisions.
In some states, a combination of the youth's age, offense, and prior record
places certain juvenile offenders under the jurisdiction of both the juvenile
and criminal courts. In these situations where the courts have concurrent
jurisdiction, the prosecutor is given the authority to decide which court will
initially handle the case. Transfer under these circumstances is known as
"prosecutorial waiver."
In 1997, 22 states had provisions for transferring juveniles to criminal court
which did not specify a minimum age. For those that did specify a minimum age,
the most common (16 states) was age 14. Two states, Kansas and Vermont, set the
minimum age as low as 10. In many states, once a juvenile is tried and
convicted as an adult, he or she must be prosecuted in criminal court for any
subsequent offenses.
Traditionally, discretionary judicial waiver was the most common means for
juveniles to be transferred into the adult system. Each case was examined on an
individual basis, with the judge taking into consideration such factors as the
juvenile's likelihood of rehabilitation, his or her background, and the
circumstances of the offense. Increasingly, however, state legislatures are
removing this judicial discretion from the system by enacting mandatory waiver
or exclusion statutes which eliminate the case-specific consideration of the
discretionary waiver system.
The number of juvenile cases waived into adult criminal court peaked in 1994
when 11,700 cases were transferred. In 1997, this number was down to 8400.
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