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Kermit L. Hall is currently Provost and Vice Chancellor at North Carolina State University. Excerpted with permission of the author.
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Between 1846 and 1860 a wave of constitution making rolled over the United
States. Delegates to state constitutional conventions embraced a host of
governmental reforms. The most significant of these involved the popular
election of appellate and inferior court judges. Mississippi in 1832 had been
the first state to adopt a constitution requiring election of all judges. When
Alexis de Tocqueville visited the United States, the practice of electing
inferior court judges was sufficiently widespread that it drew his attention
and wrath. Nevertheless, the most important period of constitutionalization of
the popular election of state appellate and trial judges occurred between 1846
and 1860. Of twenty-one constitutional conventions held during these years,
nineteen approved constitutions that allowed the people to elect their judges.
Only in Massachusetts and New Hampshire did delegates repudiate the concept,
and in both instances voters rejected the delegates' work. On the eve of the
Civil War, twenty-one of the thirty states had adopted popular election.
This transformation in the method of judicial selection immediately preceded a
surge in judicial power by state appellate judges. . . Two explanations have
been offered to explain this seeming paradox. First, most scholars have
insisted that emotion prevailed over reason. Hurst, for example, attributed
the delegates' motivation in adopting popular election of judges to an
unthinking "emotional response" rooted in the "resistless demand" of Jacksonian
Democracy. This view assumed that popular election of judges constituted a
radical measure intended to break judicial power through an infusion of popular
will and majority control. As an often-cited late-nineteenth century
conservative critic of the elected judiciary observed, the reform "floated in
on a rush of the stream of Revolution." . . . Notions of emotional radicalism
run amok and political expediency muddles understanding of the motivation
behind the constitutional politics of judicial reform. Scholars have created a
paradox where none exists. . .
Constitutional conventions in the settled states devoted the most intensive
consideration to reform of the judicial selection process. It commanded less
attention in territorial statehood conventions for two reasons. First,
territorial residents had chafed under the restraining hand of federal judicial
appointees. As a pro-Republican Kansas editor explained in 1859, territorial
residents had "suffered beyond imagination from the judicial despots who have
lorded it over us. Of course, the [new state] judiciary will be elected."
Second, a spirit of constitutional mimesis pervaded these statehood
conventions. Delegates replicated extensive portions of state constitutions
with which they were familiar. Members of the 1859 Wyandotte convention in
Kansas polled themselves about the state judicial system they most admired.
Ohio won the vote and the new Kansas court system bore the imprint of the
Buckeye State. Delegates in the settled state frequently acknowledged the
experience of other states, but they also pridefully believed that their own
unique political, legal, and economic circumstances demanded a thoroughgoing
analysis of elective methods. The judicial revision movement flourished in the
free and slave states, although of the six southern conventions between 1846
and 1860, all but one--Louisiana--were held in the upper South. . .
The neat dichotomies of radical Jacksonian Democrats and conservative Whigs
obscure the dynamic constitutional politics within the state conventions and
ignore the overwhelming role of lawyer delegates in the conventions. In every
convention, lawyers and judges of both parties for whom the method of judicial
selection had personal and professional significance, controlled the committees
on the judiciary. They also dominated debate over the issue once it reached
the full conventions. Moreover, the attention devoted by delegates to election
of judges fluctuated from state to state. The conventions in Ohio, Kentucky,
and Virginia devoted a disproportionate amount of energy to the issue;
conventions in Iowa, Louisiana, and Missouri gave it less attention. In only
five conventions did the issue of popular election prove sufficiently
controversial to require a roll-call vote before adoption. Only in
Massachusetts did an effective bipartisan leadership of Whig and Democratic
lawyers fail to materialize. . .
Concerns about the penetration of partisanship into the appointive judicial
selection process reinforced worries about administrative efficiency and the
status of the bench and bar. By the mid-1840s the second American party system
thrived as part of a robust political culture in which the spoils of public
office belonged to the victors. Judgeships were important items of patronage,
but delegates from across the ideological spectrum criticized the
party-directed distribution of these offices whether by the executive or the
legislative branch. Radicals adopted a strong antiparty position. They
believed popular election would prevent party leaders from dictating the
composition of the bench. Conservatives also decried the infusion of party
into the selection process, but they endorsed the appointive method as the best
means of protecting property rights. Conservatives believed that the majesty
of the judicial office coupled with the security of tenure during good behavior
and fixed salaries mitigated the harmful consequences of partisan distribution
by either the governor or the legislature. The office, conservatives believed,
forced the judge to rise above his partisan beliefs.
Moderates proposed to adjust the judicial function to the intensely
party-directed political culture. In doing so, they reflected the belief of
many mid-nineteenth-century legal writers that partisanship could never be
eliminated from the judicial selection process. Moderates did believe,
however, that it could be controlled. Too often, moderates asserted, governors
and legislators had distributed judgeships on the basis of "service to the
party" rather than the "legal skills or judicial temperament" of appointees.
The level of judicial administration and the prestige of the bench and bar had
declined proportionately as courts became "asylums for broken down or defeated
politicians." "Cliques and circles of a few politicians," concluded a moderate
Massachusetts delegate, dominated the selection process while those lawyers who
did "not belong to them, however well qualified . . . [could] never hope to
rise to the bench."
Popular election, therefore, would strengthen the judiciary. Judges forced to
run for office and seek reelection were more likely to "take care that their
opinions reflect justice and right, because they cannot stand upon any other
bases. Like conservatives, however, moderates concluded that a judgeship
retained an aura of responsibility and even mystery that would keep its
occupants from "being overcome by party feeling." . . .
Moderates built consensus among delegates by adopting constitutional devices
that limited the potentially disruptive consequences of popular election. They
made elected judges ineligible for other offices during the term for which they
were elected, required staggered elections of appellate judges, provided that
appellate judges be elected in circuits or districts rather than in at-large
state elections, and granted fixed terms of office to judges during good
behavior. By making judges ineligible for other offices, moderates prevented
sitting judges from using their decision-making powers to campaign for other
posts. Staggered terms, as one Indiana delegate observed, ensured that there
could be no "revolution in law based on party feeling." The district or
circuit election kept judgeships from falling under the direct control of party
leaders in state nominating conventions, afforded differing interests in a
state a modicum of representation and protection, forced judges to retain
familiarity with legal practices peculiar to sections of their states, and
allowed district residents to vote intelligently and, perhaps, along
nonpartisan lines based on their familiarity with the candidates. Moderates
also resisted radical demands for short terms of office for appeals court
judges. They argued successfully that lawyers of ability would resist
appellate court service if the terms were too short. In any event, tenure
during good behavior was meaningless because few judges served more than a
decade on the bench. The average tenure fixed under the new constitution was
9.7 years.". . .
The decision to elect state court judges was neither emotional nor expedient.
It was an essentially thoughtful response by constitutional moderates in the
legal profession to ensure that state judges would command more rather than
less power and prestige.
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